Jürgen Habermas’ sprawling two-tome opus magnum, Theorie des kommunikativen Handelns (Theory of Communicative Action), was published in 1981 by Suhrkamp in Frankfurt, immediately drawing a lot of attention in Germany, as well as more recently*). In the Summer Semester of 1982 I attended a seminar on this work held in the garden of the private home of Albrecht Wellmer in Alpenstraße, Constance. Wellmer had been appointed Ordinarius Professor at the University of Constance with the support of Habermas. At the time I was a post-graduate student in the alternative Sydney-Konstanz Project working toward reconstructing and extending Marx’s planned, but uncompleted, critical theory of bourgeois society,**) whose core was the Critique of Political Economy. This latter system-fragment encompasses three works by Marx: Die Grundrisse (a rough draft from 1857-1858 first published posthumously in 1941), Kritik der politischen Ökonomie (1859) and the three-volume work, Das Kapital, of which Marx himself only published the first volume in two different editions (1863 and 1867).
The culmination of the first volume of Habermas’ Theorie des kommunikativen Handelns, which bears the title “Handlungsrationalität und gesellschaftliche Rationalisierung” (Rationality of Action and Social Rationality), is a chapter entitled “Von Lukács zu Adorno: Rationalisierung als Verdinglichung”. The hinge between “rationalization” and “thingification”***) is provided by hopping from Weber to Lukács, as if rationalization had something to do with thingification. The first volume’s subject, viz. rationalization, thus comes to a crescendo in Habermas’ critique of thingification as presented not so much by Marx, its originator, but by Lukács, Horkheimer and Adorno. It is therefore a reckoning of Habermas with his famous predecessors in the Frankfurt School of Critical Theory, itself a hybrid of philosophy and sociology. Habermas himself conceives himself as a sociologist working out an empirically based, critical theory of modern society. The prominence of whole series of sociologists’ names in Habermas’ discourse underscores that Habermas is not only at home in sociology, but is sceptical of any “ontological hopes” (TkH1:16) or “transcendental-philosophical hopes” (TkH1:16) of any a priori, i.e. pre-empirical, philosophical thinking.
In fact, Habermas does not ‘argue’ conceptually strictu sensu, but through a patchwork quilt of sociological concepts that he borrows from both well-known and lesser-known sociologists, without any proper grounding, coupling or embedding. These sociological concepts, including those key ones of rationalization and thingification, are interpreted as encapsulating historical (in this sense: empirical) developments and trends of one kind or another in modern societies. His understanding of dialectic is one of movement and counter-movement in historical developments as captured and encapsulated by empirical concepts, and not a dialectic of interconnected concepts, as initiated by Plato. This loose (some would say: sloppy) discursive style makes his theory at most plausible, suggestive, but non-binding. Mere references to authors are supposed to suffice in this rambling discourse. To think through the phenomena themselves closely would require another, more stringent and demanding approach altogether.
Habermas’ main witness for thingification is, somewhat surprisingly, not Marx, but Lukács. The extensive discussion of Horkheimer and Adorno follows later. Habermas says that “Lukács develops his concept of thingification from Marx’s analysis of the commodity-form; he refers to the famous passage in the first volume of Kapital where Marx describes the fetish-character of the commodity.” (TkH1:477) There follows the famous Marxian quote from Chapter 1, Section 4 (MEW23:86). Habermas then simplifies Marx’s formulation of commodity fetishism (which is not equivalent to thingification; cf. MEW25:838f on the “trinity” formula and MEW25:887 on the “regulation of the entire production by value”) to the “double-form of the commodity as use-value and exchange-value and the transformation of its natural form into the value-form with the aid of the Hegelian concept of abstraction, in which use-value and exchange-value relate to each other like essence and appearance”. (TkH1:477) This dubious and arbitrary assertion is entirely bogus, because the distinction between use-value and exchange-value can be seen already with a sound phenomenological eye, as did Aristotle already two millennia ago in his Politics (Book I ch. iii 1257a7–15). It nevertheless permits Habermas to dismiss any further consideration of value-form analysis, but not without inserting a cursory footnote to Hans-Georg Backhaus and others taking on the challenge of reconstructing Marx’s value-theory.****) Their work is declared useless, allegedly because “we cannot employ unreconstructed foundational concepts of the Hegelian Logic without further ado.” Habermas, of course, never attempts to interpret phenomena of essence and appearance (which does not have to rely on Hegel’s Logik and is phenomenologically easy), but remains content with shallow, empirical, sociological concepts.
With the value-form out of the way, Habermas can then note that Lukács himself is not content with adducing Marx’s famous commodity fetishism. “He is interested only in the thingification effect that arises to the degree in which the labour power of the producers becomes a commodity” (TkH1:478), citing Lukács (Geschichte und Klassenbewußtsein 1968 S.274): “the separation of labour power from the workers’ personality, their transformation into a thing, into an object sold on the market” (thus confusing ‘verdinglichen’ with ‘verdingen’). With this gross misinterpretation of thingification, Lukács, along with those coming after him (Horkheimer, Adorno, Honneth), sabotages the possibility of ever conceptualizing the proper phenomenality of thingification via the value-form as it reigns in capitalism.
The concept of thingification is namely not restricted to the value-form of exchange-value nor to the wage-form under which workers’ labour power is subsumed when hiring it (not selling it outright) to functioning capital. The proper concept is not thingification in the vulgar sense of ‘reducing to a thing’, but thingified value, which has various forms or eidetic ‘looks’ in which it appears, starting with the commodity-form and the money-form.*****) Habermas wastes not a single word on the value-forms of wages, functioning capital, productive capital, fixed capital, circulating capital, etc. nor on those of interest (paid on loan capital) or ground-rent (flowing from leased landed property). And, beyond the capitalist economy, he has nothing to say about taxes as yet another form of thingified value that must be explicitly in view to conceptualize the modern (bourgeois-capitalist) state. Instead, he adopts a rough, intuitively ‘obvious’, concept of thingification (as subsumption of workers as ‘things’) and a couple of its value-forms without any regard to the phenomenon itself nor to how the various forms of thingified value constitute the load-bearing, interlocking, conceptual ‘infrastructure’ throughout the three volumes of Kapital. This is what is meant by material dialectic of the value-forms in the full sense (with ‘material’ here signifying ‘thingly’ and ‘forms’ signifying socio-ontological ‘ideas’). It does not suffice to simply pick juicy, evocative passages from Marx’s opus magnum and ignore the rest.
Habermas is not interested in thinking-through carefully in concepts, i.e. dialectical thinking, but is intent on laying out his borrowed-patchwork theory of communicative action, the latter figuring as the proposed panacea for instrumental rationality, in which modern human beings could come to a mutual understanding (Verständigung) through interaction, thus freeing “the communicatively structured areas of life [from their subjugation to] the imperatives of autonomous, formally organized systems of action”. (TkH1:8) Such hopes placed in communicative interaction must come to grief against, firstly, the inexorable global assertion of the pernicious principle of valorization of thingified value cycling incessantly through its multiple forms, inducing ruthless competition among all the players in the gainful game. Secondly, it comes to grief through the insinuation of the corrosive Medium of thingified value into even the most intimate niches of our life-worlds. To see that the Medium of thingified value is not fit for purpose as medium of sociation (Vergesellschaftungsmedium) for mortals on Earth however, requires first of all the phenomenological concept of thingified value itself. This is not to be had from Habermas.
Further reading: *) Stefan Breuer ‘Die Depotenzierung der Kritischen Theorie. Über Jürgen Habermas’ Theorie des kommunikativen Handelns‘ Leviathan Vol. 10 Nr. 1 1982.
Axel Honneth Verdinglichung. Eine anerkennungstheoretische Studie. Suhrkamp, Frankfurt a.M. 2005.
Patrick Eiden-Offe Verdinglichung: Ein Begriffsschicksal Soziopolis 04.06.2021.
**) Critique of competitive freedom and the bourgeois-democratic state: Outline of a form-analytic extension of Marx’s uncompleted system 1984/2015. With an Appendix: ‘A Value-Form Analytic Reconstruction of Capital‘ by Michael Eldred, Marnie Hanlon, Lucia Kleiber and Mike Roth.
***) The usual English translation of Verdinglichung is ‘reification’, but I have come to prefer ‘thingification’ for its Germanic root.
****) Cf. H-G. Backhaus ‘Materialien zur Rekonstruktion der Marxschen Werttheorie’ 1, 2, 3 in Gesellschaft. Beiträge zur Marxschen Theorie Nos. 1, 3, 11 1974, 1975, 1978 resp. (now in: H-G. Backhaus Dialektik der Wertform: Untersuchungen zur Marxschen Ökonomiekritik Ça ira, Freiburg i. Br. 1997).
*****) An Invisible Global Social Value.
Backhaus or Habermas?.
Social Ontology of Whoness: Rethinking core phenomena of political philosophy De Gruyter, Berlin 2019.